17 CFR 201.1103
§ 201.1103 Notice of proposed plan and opportunity for comment by non-parties.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 201.1103, § 201.1103 Notice of proposed plan and opportunity for comment by non-parties, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68154
- Permanent ID
ys:prov:68154@1- SHA-256
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Full text
Notice of a proposed plan of disgorgement or a proposed Fair Fund plan shall be published on the SEC website and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.