17 CFR 203.3

§ 203.3 Suspension and disbarment.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 203.3, § 203.3 Suspension and disbarment, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68182
Permanent ID: ys:prov:68182@1
SHA-256: 5791b9f0fca26ce48f8532a36f7debe6e9ac745212f2732ae955f89e01640242

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Full text

The provisions of § 201.102(e) of this chapter (Rule 102(e) of the Commission's rules of practice) are hereby made specifically applicable to all investigations.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.