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17 CFR 203.5

§ 203.5 Non-public formal investigative proceedings.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 203.5, § 203.5 Non-public formal investigative proceedings, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68185
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Full text

Unless otherwise ordered by the Commission, all formal investigative proceedings shall be non-public.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.