17 CFR 229.507
§ 229.507 (Item 507) Selling security holders.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 229.507, § 229.507 (Item 507) Selling security holders, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68440
- Permanent ID
ys:prov:68440@1- SHA-256
85154a4393419d4fc12b46aa7e0c0a571f9f3540ffea380ee604b69f14493a07
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
If any of the securities to be registered are to be offered for the account of security holders, name each such security holder, indicate the nature of any position, office, or other material relationship which the selling security holder has had within the past three years with the registrant or any of its predecessors or affiliates, and state the amount of securities of the class owned by such security holder prior to the offering, the amount to be offered for the security holder's account, the amount and (if one percent or more) the percentage of the class to be owned by such security holder after completion of the offering.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.