17 CFR 229.1120

§ 229.1120 (Item 1120) Ratings.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 229.1120, § 229.1120 (Item 1120) Ratings, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68510
Permanent ID: ys:prov:68510@1
SHA-256: 741be056199ff4b0f11545cf4dd7305c607848175cfdbd48599369aeb774d299

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Full text

Disclose whether the issuance or sale of any class of offered securities is conditioned on the assignment of a rating by one or more rating agencies, whether or not NRSROs. If so, identify each rating agency and the minimum rating that must be assigned. Describe any arrangements to have such rating monitored while the asset-backed securities are outstanding.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.