17 CFR 230.410

§ 230.410 Disclaimer of control.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 230.410, § 230.410 Disclaimer of control, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68659
Permanent ID: ys:prov:68659@1
SHA-256: 31f61fac3de0724807e090ac8e647967a96c0b59391f096a3f02ba8be05b4da9

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Full text

If the existence of control is open to reasonable doubt in any instance, the registrant may disclaim the existence of control and any admission thereof; in such case, however, the registrant shall state the material facts pertinent to the possible existence of control.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.