17 CFR 230.491

§ 230.491 Information to be furnished under paragraph (6) of Schedule B.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 230.491, § 230.491 Information to be furnished under paragraph (6) of Schedule B, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68725
Permanent ID: ys:prov:68725@1
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Full text

Any foreign government filing a registration statement pursuant to Schedule B of the act need state, in furnishing the information required by paragraph (6), the names and addresses only of principal underwriters, namely, underwriters in privity of contract with the registrant, provided they are designated as principal underwriters and a brief statement is made as to the discounts and commissions to be received by sub-underwriters or dealers.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.