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17 CFR 230.609

§ 230.609 Reports of sales hereunder.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 230.609, § 230.609 Reports of sales hereunder, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68751
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Within 30 days after the end of each six-month period following the date of the original offering circular, or of the statement required by § 230.606, the issuer or other person for whose account the securities are offered shall file with the Commission four copies of a report on Form 2-E 1 containing the information called for by that form. A final report shall be made upon completion or termination of the offering and may be made prior to the end of the six-month period in which the last sale is made. 1 Filed as part of original document.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.