17 CFR 232.100

§ 232.100 Persons and entities subject to mandated electronic filing.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 232.100, § 232.100 Persons and entities subject to mandated electronic filing, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68774
Permanent ID: ys:prov:68774@1
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Full text

The following persons or entities shall be subject to the electronic filing requirements of this part 232: (a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance; (b) Persons or entities whose filings are subject to review by the Division of Investment Management; (c) Persons or entities whose filings are subject to review by the Division of Trading and Markets; and (d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.