17 CFR 232.103
§ 232.103 Liability for transmission errors or omissions in documents filed via EDGAR.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 232.103, § 232.103 Liability for transmission errors or omissions in documents filed via EDGAR, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68777
- Permanent ID
ys:prov:68777@1- SHA-256
b4b9b201baa4dbc3519e9a8148189668ba464e0c3c5dddee9ee5987ba2aad232
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Full text
An electronic filer shall not be subject to the liability and anti-fraud provisions of the federal securities laws with respect to an error or omission in an electronic filing resulting solely from electronic transmission errors beyond the control of the filer, where the filer corrects the error or omission by the filing of an amendment in electronic format as soon as reasonably practicable after the electronic filer becomes aware of the error or omission.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.