17 CFR 239.17a
§ 239.17a Form N-3, registration statement for separate accounts organized as management investment companies.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 239.17a, § 239.17a Form N-3, registration statement for separate accounts organized as management investment companies, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68817
- Permanent ID
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Full text
Form N-3 shall be used for registration under the Securities Act of 1933 of securities of separate accounts that offer variable annuity contracts and which register under the Investment Company Act of 1940 as management investment companies, and certain other separate accounts. This form is also to be used for the registration statement of such separate accounts pursuant to section 8(b) of the Investment Company Act of 1940 (§ 274.11b of this chapter).
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.