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17 CFR 239.200

§ 239.200 Form 1-E, notification under Regulation E.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 239.200, § 239.200 Form 1-E, notification under Regulation E, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68856
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This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.