17 CFR 240.0-8
§ 240.0-8 Application of rules to registered broker-dealers.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.0-8, § 240.0-8 Application of rules to registered broker-dealers, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68871
- Permanent ID
ys:prov:68871@1- SHA-256
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Full text
Any provision of any rule or regulation under the Act which prohibits any act, practice, or course of business by any person if the mails or any means or instrumentality of interstate commerce are used in connection therewith, shall also prohibit any such act, practice, or course of business by any broker or dealer registered pursuant to section 15(b) of the Act, or any person acting on behalf of such a broker or dealer, irrespective of any use of the mails or any means or instrumentality of interstate commerce.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.