17 CFR 240.3a12-12

§ 240.3a12-12 Exemption from certain provisions of section 16 of the Act for asset-backed securities.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.3a12-12, § 240.3a12-12 Exemption from certain provisions of section 16 of the Act for asset-backed securities, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68896
Permanent ID: ys:prov:68896@1
SHA-256: 711eb680fcab0822412b3f4022b5c64e3ebbc7e470254ba9440a1da61f8115aa

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Full text

Asset-backed securities, as defined in § 229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.