17 CFR 240.3b-1

§ 240.3b-1 Definition of “listed”.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.3b-1, § 240.3b-1 Definition of “listed”, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68932
Permanent ID: ys:prov:68932@1
SHA-256: d5857a9bbbdd67c1930d76e9d5526a60d5fc99ca5b4c3ee4b862a44b5b9ec8bb

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Full text

The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.