17 CFR 240.3b-2

§ 240.3b-2 Definition of “officer”.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.3b-2, § 240.3b-2 Definition of “officer”, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/68933
Permanent ID: ys:prov:68933@1
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Full text

The term officer means a president, vice president, secretary, treasury or principal financial officer, comptroller or principal accounting officer, and any person routinely performing corresponding functions with respect to any organization whether incorporated or unincorporated.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.