17 CFR 240.12b-6
§ 240.12b-6 When securities are deemed to be registered.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12b-6, § 240.12b-6 When securities are deemed to be registered, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69009
- Permanent ID
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Full text
A class of securities with respect to which a registration statement has been filed pursuant to section 12 of the act shall be deemed to be registered for the purposes of sections 13, 14, 15(d) and 16 of the act and the rules and regulations thereunder only when such statement has become effective as provided in section 12, and securities of said class shall not be subject to sections 13, 14 and 16 of the act until such statement has become effective as provided in section 12.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.