17 CFR 240.12b-33
§ 240.12b-33 Annual reports to other Federal agencies.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12b-33, § 240.12b-33 Annual reports to other Federal agencies, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69026
- Permanent ID
ys:prov:69026@1- SHA-256
86cbe94811132f5a488f6de1d4447006f057d46acc3e800506050e1383afb327
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Full text
Notwithstanding any rule or other requirement to the contrary, whenever copies of an annual report by a registrant to any other Federal agency are required or permitted to be filed as an exhibit to an application or report filed by such registrant with the Commission or with a securities exchange, only one copy of such annual report need be filed with the Commission and one copy thereof with each such exchange, provided appropriate reference to such copy is made in each copy of the application or report filed with the Commission or with such exchange.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.