17 CFR 240.12b-37
§ 240.12b-37 Satisfaction of filing requirements.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12b-37, § 240.12b-37 Satisfaction of filing requirements, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69029
- Permanent ID
ys:prov:69029@1- SHA-256
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Full text
With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) or Release No. IC-25463 (March 18, 2002) (each of which may be viewed on the Commission's website at www.sec.gov), filings made in accordance with the provisions of those Releases shall satisfy the issuer's requirement to make such a filing under Section 13(a), 14 or 15(d) of the Act (15 U.S.C. 77m(a), 78n or 78o(d)), as applicable, and the Commission's rules and regulations thereunder.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.