17 CFR 240.12d1-5
§ 240.12d1-5 Operation of certification on subsequent amendments.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12d1-5, § 240.12d1-5 Operation of certification on subsequent amendments, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69034
- Permanent ID
ys:prov:69034@1- SHA-256
3692dd0e5ef02c5661c1cc31b9eaf54bb13a76278c834b44bdfebc917cb6b1b6
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Full text
If an amendment to the application for registration of a security is filed with the exchange and with the Commission after the receipt by the Commission of the certification of the exchange approving the security for listing and registration, the certification, unless withdrawn, shall be deemed made with reference to the application as amended.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.