17 CFR 240.12f-5
§ 240.12f-5 Exchange rules for securities to which unlisted trading privileges are extended.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12f-5, § 240.12f-5 Exchange rules for securities to which unlisted trading privileges are extended, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69042
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ys:prov:69042@1- SHA-256
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Full text
A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules providing for transactions in the class or type of security to which the exchange extends unlisted trading privileges.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.