17 CFR 240.12h-4
§ 240.12h-4 Exemption from duty to file reports under section 15(d).
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.12h-4, § 240.12h-4 Exemption from duty to file reports under section 15(d), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69055
- Permanent ID
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b79dc5ddfdd7d2456f9f9de78187d1d8730a9a5ed0940a960c783c1cb4638e85
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Full text
An issuer shall be exempt from the duty under section 15(d) of the Act to file reports required by section 13(a) of the Act with respect to securities registered under the Securities Act of 1933 on Form F-7, Form F-8 or Form F-80, provided that the issuer is exempt from the obligations of Section 12(g) of the Act pursuant to Rule 12g3-2(b).
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.