17 CFR 240.13d-4

§ 240.13d-4 Disclaimer of beneficial ownership.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.13d-4, § 240.13d-4 Disclaimer of beneficial ownership, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69078
Permanent ID: ys:prov:69078@1
SHA-256: 1a49c6ca7b85b40caec1751b17f8d04699e98971e0f9c84df925262394cde934

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Full text

Any person may expressly declare in any statement filed that the filing of such statement shall not be construed as an admission that such person is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.