17 CFR 240.14a-104
§ 240.14a-104 Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-2(b)(4) and § 240.14a-6(n).
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.14a-104, § 240.14a-104 Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-2(b)(4) and § 240.14a-6(n), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69132
- Permanent ID
ys:prov:69132@1- SHA-256
f89ebd8cc6cf68d53e5eb3aaf1fd03a7bb7490c34ebab8e38e42f029d89b0453
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
To the extent that the holder owns securities in any other entities involved in this roll-up transaction, disclosure of these interests also should be made.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.