17 CFR 240.15aa-1

§ 240.15aa-1 Registration of a national or an affiliated securities association.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.15aa-1, § 240.15aa-1 Registration of a national or an affiliated securities association, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69260
Permanent ID: ys:prov:69260@1
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Full text

Any application for registration of an association as a national, or as an affiliated, securities association shall be submitted on Form 15A. Filings on Form 15A (§ 249.801 of this chapter) submitted pursuant to this section shall be filed electronically on EDGAR in accordance with the requirements of 17 CFR part 232 (Regulation S-T).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.