17 CFR 240.15Fb3-1

§ 240.15Fb3-1 Duration of registration.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 240.15Fb3-1, § 240.15Fb3-1 Duration of registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69292
Permanent ID: ys:prov:69292@1
SHA-256: 47e967c95c21ff41202c3c5b8cc9de83e78264ea89972927d6fb25e217384f00

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Full text

(a) General. A person registered as a security-based swap dealer or major security-based swap participant in accordance with § 240.15Fb2-1 will continue to be so registered until the effective date of any cancellation, revocation or withdrawal of such registration. (b) Conditional registration. Notwithstanding paragraph (a) of this section, conditional registration shall expire on the date the registrant withdraws from registration or the Commission grants or denies the person's ongoing registration in accordance with § 240.15Fb2-1(e).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.