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17 CFR 240.16a-10

§ 240.16a-10 Exemptions under section 16(a).

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 240.16a-10, § 240.16a-10 Exemptions under section 16(a), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69320
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Full text

Except as provided in § 240.16a-6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the provisions of section 16(b), shall be likewise exempt from section 16(b) of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.