17 CFR 240.16a-11
§ 240.16a-11 Dividend or interest reinvestment plans.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 240.16a-11, § 240.16a-11 Dividend or interest reinvestment plans, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69321
- Permanent ID
ys:prov:69321@1- SHA-256
2438d94b12aaa0e53aa98214aa406331927ba72895ad57fd3fbbc4c86852b65e
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Full text
Any acquisition of securities resulting from the reinvestment of dividends or interest on securities of the same issuer shall be exempt from section 16 of the Act if the acquisition is made pursuant to a plan providing for the regular reinvestment of dividends or interest and the plan provides for broad-based participation, does not discriminate in favor of employees of the issuer, and operates on substantially the same terms for all plan participants.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.