17 CFR 249.330
§ 249.330 Form N-CEN, annual report of registered investment companies.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 249.330, § 249.330 Form N-CEN, annual report of registered investment companies, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69698
- Permanent ID
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Full text
This form shall be used by registered unit investment trusts and small business investment companies for annual reports to be filed pursuant to § 270.30a-1 of this chapter in satisfaction of the requirement of section 30(a) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(a)) that every registered investment company must file annually with the Commission such information, documents, and reports as investment companies having securities registered on a national securities exchange are required to file annually pursuant to section 13(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a)) and the rules and regulations thereunder.
The text of Form N-CEN will not appear in the Code of Federal Regulations.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.