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17 CFR 249.507

§ 249.507 Form 7-M, consent to service of process by an individual nonresident broker-dealer.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 249.507, § 249.507 Form 7-M, consent to service of process by an individual nonresident broker-dealer, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69712
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This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.