17 CFR 249.510
§ 249.510 Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 249.510, § 249.510 Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69715
- Permanent ID
ys:prov:69715@1- SHA-256
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Full text
This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each nonresident general partner of a broker-dealer firm registered or applying for registration pursuant to section 15 of the Act.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.