17 CFR 249.618
§ 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 249.618, § 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69718
- Permanent ID
ys:prov:69718@1- SHA-256
79dbffc57874028bd86c6a86ecfc3606f0b93d7b5feec78c10f4a178d351c0cd
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Full text
This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.