17 CFR 249.635
§ 249.635 Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 249.635, § 249.635 Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69721
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Full text
This form shall be completed and filed by each national securities exchange or registered national securities association as required by § 240.17a-19 of this chapter within 5 business days of the occurrence of the initiation of the membership of any person or the suspension or termination of the membership of any of its members.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.