17 CFR 249.801

§ 249.801 Form 15A, for application for registration as a national securities association or affiliated securities association.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 249.801, § 249.801 Form 15A, for application for registration as a national securities association or affiliated securities association, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69731
Permanent ID: ys:prov:69731@1
SHA-256: 7164cc22a401e95bd7217366799cbd588c0fdbd941d63e5f04fb8796e02f1636

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Full text

This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to § 240.15aa-1 of this chapter (Rule 15aa-1).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.