17 CFR 249.1001
§ 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 249.1001, § 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69739
- Permanent ID
ys:prov:69739@1- SHA-256
62796ce1077ebfea2d25ceeb2abc5f6a2600863bfdd4d2c42615fb11d9756a4d
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Full text
This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.