17 CFR 249.1002
§ 249.1002 Form CC, for application for registration as a competing consolidator or to amend such an application or registration.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 249.1002, § 249.1002 Form CC, for application for registration as a competing consolidator or to amend such an application or registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69740
- Permanent ID
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82dedd2149cdc14f43616d03ee8cef7005955a82e0947fe1a4c331c9f32a7578
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Full text
This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.