17 CFR 249.1300

§ 249.1300 Form MA, for registration as a municipal advisor, and for amendments to registration.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 249.1300, § 249.1300 Form MA, for registration as a municipal advisor, and for amendments to registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69747
Permanent ID: ys:prov:69747@1
SHA-256: e461ccaa69b39d16861b73a58486e43037aafe69f55f09e2c704037ff3d189c9

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Full text

The form shall be used for registration as a municipal advisor pursuant to section 15B of the Securities Exchange Act of 1934 (15 U.S.C. 78o-4) and for amendments to registrations.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.