17 CFR 249.1701

§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 249.1701, § 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69764
Permanent ID: ys:prov:69764@1
SHA-256: 5b7ef0f994af96cf48b41af32f7eac074b5812dbbb938ea48dc1c92f387b50d0

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Full text

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.