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17 CFR 249b.100

§ 249b.100 Form TA-1,

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 249b.100, § 249b.100 Form TA-1, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69774
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1 Copies of the form may be obtained from the Publications Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices. This form shall be used for application for registration as a transfer agent and for amendment to registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.