17 CFR 260.0-3
§ 260.0-3 Definition of “rules and regulations” as used in certain sections of the Act.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 260.0-3, § 260.0-3 Definition of “rules and regulations” as used in certain sections of the Act, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69812
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Full text
(a) The term rules and regulations as used in section 305 of the Act shall include the forms for registration of securities under the Securities Act of 1933 and the related instructions thereto, and the forms for information, documents and statements under section 305 of the Act.
(b) The term rules and regulations as used in section 307 of the Act shall include the forms for applications under section 307 of the Act and the related instructions thereto.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.