17 CFR 260.4a-1

§ 260.4a-1 Exempted securities under section 304(a)(8).

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 260.4a-1, § 260.4a-1 Exempted securities under section 304(a)(8), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69821
Permanent ID: ys:prov:69821@1
SHA-256: c75c72af1842ad62cebaa66b4fbb9035c18f9116c296a224b2c6425c1dc929ac

The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.

Full text

The provisions of the Trust Indenture Act of 1939 shall not apply to any security that has been or will be issued otherwise than under an indenture. The same issuer may not claim this exemption within a period of twelve consecutive months for more than $50,000,000 aggregate principal amount of any securities.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.