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17 CFR 260.4d-9

§ 260.4d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 260.4d-9, § 260.4d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69831
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Any trust indenture filed in connection with offerings on a registration statement on Form S-1, (§ 239.1 of this chapter) F-7, F-8, F-9, F-10 or F-80 (§§ 239.37 through 239.41 of this chapter) shall be exempt from the operation of sections 310(a)(3) and 310(a)(4), sections 310(b) through 316(a), and sections 316(c) through 318(a) of the Act; provided that the trust indenture is subject to: (a) The Canada Business Corporations Act, R. S. C. 1985; (b) The Bank Act, R. S. C. 1985; (c) The Business Corporations Act, 1982 (Ontario), S. O. 1982; or (d) The Company Act, R.S.B.C. 1979, C. 59.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.