17 CFR 260.4d-12

§ 260.4d-12 Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 260.4d-12, § 260.4d-12 Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240), United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69834
Permanent ID: ys:prov:69834@1
SHA-256: 59720002489f601a2bda2f9962929b398edab6e6e0312ce0c515b2c42767e65f

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Full text

Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.