17 CFR 260.7a-31
§ 260.7a-31 Incorporation by reference of contested material.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 260.7a-31, § 260.7a-31 Incorporation by reference of contested material, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69866
- Permanent ID
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Full text
Notwithstanding any particular provision permitting incorporation by reference, no application, statement or report shall incorporate by reference any matter which is subject, at the time of filing the application, statement or report, to pending proceedings under section 8(b) or 8(d) of the Securities Act of 1933 (whether pursuant to the provisions of the Trust Indenture Act of 1939, or otherwise) or to an order entered under either of those sections.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.