17 CFR 260.10a-3
§ 260.10a-3 Number of copies—Filing—Signatures.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 260.10a-3, § 260.10a-3 Number of copies—Filing—Signatures, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69875
- Permanent ID
ys:prov:69875@1- SHA-256
30a6ced1d04fa2c468637e60769f0218160a808f31b4d663816bc69c2cda35d2
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
(a) Three copies of every application pursuant to rule 10a-1 (§ 260.10a-1 of this chapter) and of every amendment thereto shall be filed with the Commission at its principal office.
(b) One copy shall be manually signed by the applicant's duly authorized officer (or individual customarily performing similar functions with respect to any organization, whether incorporated or unincorporated).
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.