17 CFR 270.0-3
§ 270.0-3 Amendments to registration statements and reports.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 270.0-3, § 270.0-3 Amendments to registration statements and reports, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69904
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Full text
Registration statements filed with the Commission pursuant to section 8 (54 Stat. 803; 15 U.S.C. 80a-8) and reports filed with the Commission pursuant to section 30 (54 Stat. 836; 15 U.S.C. 80a-35) may be amended in the following manner:
(a) Each amendment shall conform to the requirements for the registration statement or report it amends with regard to filing, number of copies filed, size, paper, ink, margins, binding, and similar formal matters.
(b) Each amendment to a particular statement or report shall have a facing sheet as follows:
Amendment No.__________
Form____________
File No.____________
Dated ____________________, 19____,
Pursuant to Section __________ of the Investment Company Act of 1940
Address of Principal Office of Registrant
The facing sheet shall contain in addition any other information required on the facing sheet of the form for the statement or report which is being amended. Amendments to a particular statement or report which is being consecutively in the order in which filed with the Commission.
(c) Each amendment shall contain in the manner required in the original statement or report the text of every item to which it relates and shall set out a complete amended answer to each such item. However, amendments to financial statements may contain only the particular statements or schedules in fact amended.
(d) Each amendment shall have a signature sheet containing the form of signature required in the statement or report it amends.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.