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17 CFR 270.2a-6

§ 270.2a-6 Certain transactions not deemed assignments.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 270.2a-6, § 270.2a-6 Certain transactions not deemed assignments, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69916
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A transaction which does not result in a change of actual control or management of the investment adviser to, or principal underwriter of, an investment company is not an assignment for purposes of section 15(a)(4) or section 15(b)(2) of the act, respectively.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.