17 CFR 270.6b-1

§ 270.6b-1 Exemption of employees' securities company pending determination of application.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 270.6b-1, § 270.6b-1 Exemption of employees' securities company pending determination of application, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/69945
Permanent ID: ys:prov:69945@1
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Full text

Any employees' securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a-6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applicable to investment companies as such.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.