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17 CFR 270.17a-1

§ 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

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17 CFR 270.17a-1, § 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70003
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Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.