17 CFR 270.30a-4
§ 270.30a-4 Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 270.30a-4, § 270.30a-4 Annual report for wholly-owned registered management investment company subsidiary of registered management investment company, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70066
- Permanent ID
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Full text
Notwithstanding the provisions of § 270.30a-1, a registered management investment company that is a wholly-owned subsidiary of a registered management investment company need not file an annual report on Form N-CEN if financial information with respect to that subsidiary is reported in the parent's annual report on Form N-CEN.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.